Compliance Officer, Surveillance job in Toronto

Compliance Officer, Surveillance

Company: CI Investments Inc Job Type : Permanent
Location: Toronto Date: 21 Feb. 2020
Website: CI Investments Inc
Description :

If you're looking for a career at CI Investments Inc, Compliance Officer, Surveillance job in Toronto is for you:
Identify trends developing in trading of specific advisors and/or client accounts with an emphasis on suitability, concentration, potential conflicts of interest and unusual transactions, conducting detailed analysis and escalating concerns to the Manager of Surveillance where necessary. And all our affiliates (“CI”) are committed to fair and accessible employment practices and we are committed to...
Career opportunity published by CI Investments Inc

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