Compliance Officer (Trade Compliance) - Vancouver job in Vancouver

Compliance Officer (Trade Compliance) - Vancouver

Company: Aviso Wealth Job Type : Permanent
Location: Vancouver Date: 12 Oct. 2019
Website: Aviso Wealth
Description :

If you're looking for a career at Aviso Wealth, Compliance Officer (Trade Compliance) - Vancouver job in Vancouver is for you:
This includes daily and monthly trade surveillance reviews and quarterly trend analysis to detect manipulative and deceptive trading activities, in accordance with regulatory requirements established by the Investment Industry Regulatory Organization, and the provincial Securities Commissions, as well as CQSI internal policies and procedures. Post secondary degree in related field....
Career opportunity published by Aviso Wealth

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