iiroc jobs in ab

19 total jobs Page 1 of 1

Associate

Wellington-Altus Private Wealth - Calgary , AB

Current and maintained registration as an IR or RR, including completion of all courses and experience requirements, with IIROC with the ongoing requirement to… read more

4 days ago

ScotiaMcLeod Administrative Assistant - Edmonton, AB

Scotiabank - Edmonton , AB

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

6 days ago

Regional Sales Manager Advisors Distribution

National Bank of Canada - Calgary , AB

Knowledge of IIROC, MGA and MFDA regulations. Do you have business development skills? Do you know how to build relationships of trust and loyalty? read more

6 days ago

ScotiaMcLeod Administrative Associate - Calgary, AB

Scotiabank - Calgary , AB

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

11 days ago

Financial Consultant

MD Management Ltd. - Edmonton , AB

IIROC licensed as a Registered Representative (IIROC-RR) including completion of the Canadian Securities Course (CSC), the Conduct and Practices Handbook (CPH)… read more

13 days ago

Client Service Associate

MD Management Ltd. - Edmonton , AB

Must be IIROC licensed as an Investment Representative, or willing to become licensed within 12 months of hire, through the completion of the Canadian… read more

12 days ago

Client Service Associate (Term position Until Dec 31, 2020)

MD Management Ltd. - Edmonton , AB

IIROC licensed as an Investment Representative through the completion of the Canadian Securities Course (CSC) and the Conduct and Practices Handbook for… read more

12 days ago

Client Service Associate (Term position 12 Months)

MD Management Ltd. - Edmonton , AB

IIROC licensed as an Investment Representative through the completion of the Canadian Securities Course (CSC) and the Conduct and Practices Handbook for… read more

12 days ago

Financial Planner

TD Bank - Calgary , AB

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

19 days ago

Manager, Supervision

Wellington-Altus Private Wealth - Calgary , AB

In-depth knowledge of the financial services industry, including understanding of regulatory requirements of IIROC and other regulators. read more

19 days ago

Manager, Compliance

IG Wealth Management - , AB

Must qualify to be immediately registered with either IIROC or the MFDA as a supervisor. In-depth knowledge of the financial services industry, including… read more

24 days ago

PlanRight Associate Advisors

Manulife - Calgary , AB

MFDA or IIROC licensed or previously licensed within the last 2 years. Are you looking for unlimited opportunities to develop and succeed? read more

26 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Fort McMurray , AB

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

30+ days ago

Case Assessment Officer

Investment Industry Regulatory Organization of Canada - Calgary , AB

The CAO will also liaise with other Enforcement staff, IIROC departments and other regulatory bodies to exchange information and coordinate referrals where… read more

30+ days ago

Junior Associate

Agrawal Associates PWM - Calgary , AB

You should have all courses completed that are required for IIROC and insurance licensing. Agrawal Associates is looking to hire a Junior Associate (JA) to join… read more

30+ days ago

Associate Advisor

RBC - Edmonton , AB

RBC Dominion Securities Branch located in Edmonton is looking to hire an Associate Advisor to assist an Investment Advisory Team. What do you need to succeed? read more

30+ days ago

Administrative Assistant

RBC - Edmonton , AB

Completion of the Canadian Securities Course (CSC) and Conduct and Practices Handbook (CPH), if not already registered with IIROC. What do you need to succeed? read more

30+ days ago

Associate

Richardson GMP - Calgary , AB

Licensed as IR (Investment Representative) or RR (Registered Representative) under IIROC. The ideal applicant will be an active team participant in an expanding… read more

30+ days ago

Senior Financial Advisor

CIBC - Edmonton , AB

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

6 months ago
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