iiroc jobs in alberta

8 total jobs Page 1 of 1

Branch Manager

Raymond James Ltd. - Calgary , AB

Minimum of 5 years industry experience as an Investment Advisor or an equivalent leadership role in an IIROC dealer; Recruit Advisors to the firm; read more

6 days ago

Inside Sales Associate

Norrep Capital Management - Calgary , AB

Based in NCM’s Calgary or Toronto office, the Inside Sales Associate will manage advisor relationships in BC and AB, working alongside regional sales team… read more

12 days ago

Financial Planner - Barrhead

TD Bank - Barrhead , AB

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

25 days ago

Regional Sales Manager Advisors Distribution

National Bank of Canada - Calgary , AB

Knowledge of IIROC, MGA and MFDA regulations. Do you have business development skills? Do you know how to build relationships of trust and loyalty? read more

30+ days ago

Financial Consultant

MD Management Ltd. - Edmonton , AB

IIROC licensed as a Registered Representative (IIROC-RR) including completion of the Canadian Securities Course (CSC), the Conduct and Practices Handbook (CPH)… read more

30+ days ago

PlanRight Associate Advisors

Manulife - Calgary , AB

MFDA or IIROC licensed or previously licensed within the last 2 years. Are you looking for unlimited opportunities to develop and succeed? read more

30+ days ago

Case Assessment Officer

Investment Industry Regulatory Organization of Canada - Calgary , AB

The CAO will also liaise with other Enforcement staff, IIROC departments and other regulatory bodies to exchange information and coordinate referrals where… read more

30+ days ago

Associate

Richardson GMP - Calgary , AB

Licensed as IR (Investment Representative) or RR (Registered Representative) under IIROC. The ideal applicant will be an active team participant in an expanding… read more

5 months ago

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