iiroc jobs in alberta

13 total jobs Page 1 of 1

Investment Advisor Assistant (Licensed)

Canaccord Genuity Corp. - Calgary , AB

Completion of CSC and CPH Investment Representative (IR) or Registered Representative (RR) licensing approval with IIROC an asset; read more

8 days ago

ScotiaMcLeod Administrative Associate - Calgary AB

Scotiabank - Calgary , AB

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

14 days ago

Manager, Wealth Support

Connect First Credit Union - Calgary , AB

IIROC Registered Representative (RR) required. Experience with Insurance, MFDA or IIROC administration and sales support. We look for people who: read more

14 days ago

Manager, Private Wealth

Connect First Credit Union - Calgary , AB

Conducts trade reviews and supervises the activities of IIROC advisors; 5 - 8 years experience as a fully licensed IIROC advisor. We look for people who: read more

14 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Calgary , AB

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

18 days ago

Financial Planner - Airdrie

TD Bank - Airdrie , AB

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

27 days ago

Licensed Sales Assistant (Contract - 16 Months) BMO Nesbitt Burns

BMO Financial Group - Canmore , AB

12 hours of ongoing compliance training every 3 year cycle to meet mandatory IIROC Continuing Education Program requirements. read more

26 days ago

Investment Associate (Licensed)

Wellington-Altus Private Wealth - Calgary , AB

Current and maintained registration as an IR, including completion of all courses and experience requirements, with IIROC with the ongoing requirement to… read more

30+ days ago

Sr. Financial Advisor

CIBC - Edmonton , AB

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

4 months ago

Plan Right, Financial Advisor

Manulife - Calgary , AB

MFDA or IIROC licensed or previously licensed within the last 2 years. Are you looking for unlimited opportunities to develop and succeed? What’s in it for you? read more

5 months ago

PlanRight Associate Advisors

Manulife - Calgary , AB

MFDA or IIROC licensed or previously licensed within the last 2 years. Are you looking for unlimited opportunities to develop and succeed? read more

5 months ago

Case Assessment Officer

Investment Industry Regulatory Organization of Canada - Calgary , AB

The CAO will also liaise with other Enforcement staff, IIROC departments and other regulatory bodies to exchange information and coordinate referrals where… read more

6 months ago

Associate

Richardson GMP - Calgary , AB

Licensed as IR (Investment Representative) or RR (Registered Representative) under IIROC. The ideal applicant will be an active team participant in an expanding… read more

8 months ago
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