iiroc jobs in alberta

19 total jobs Page 1 of 1

Compliance Advisor - Investment Services, First Calgary Financial

Connect First Credit Union - Calgary , AB

IIROC compliance experience considered an asset. If you're passionate about your community, adore making an impact, thrive in a fast-paced environment and want… read more

5 days ago

Managing Director, Financial Advisory

ATB Financial - Calgary , AB

Responsible for establishing professional practice communities on areas of the SFA and FA roles specific to mass affluent wealth management on an IIROC platform… read more

5 days ago

Investment Advisor Assistant (Licensed)

Canaccord Genuity Corp. - Calgary , AB

Completion of CSC and CPH Investment Representative (IR) or Registered Representative (RR) licensing approval with IIROC an asset; read more

6 days ago

Financial Analyst

Solium Capital - Calgary , AB

Experience in regulatory reporting under FINRA and IIROC an asset. Has your paper napkin business plan turned into a billion-dollar reality? read more

7 days ago

Financial and Operations Compliance Examiner/Senior Financial and Operations Compliance Examiner

Investment Industry Regulatory Organization of Canada - Calgary , AB

Ensure compliance with minimum audit requirements prescribed under IIROC rules and policies. Financial and Operations Compliance Examiner or Senior Financial… read more

12 days ago

Financial Planner - Airdrie

TD Bank - Airdrie , AB

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

8 days ago

Investment Advisor Associate

Servus Credit Union - St. Albert , AB

Are you a team player that helps make your workplace great? Do you thrive in a fast-paced environment with specific targets to shoot for? read more

19 days ago

Financial Consultant

MD Management Ltd. - Edmonton , AB

IIROC licensed as a Registered Representative (IIROC-RR) including completion of the Canadian Securities Course (CSC), the Conduct and Practices Handbook (CPH)… read more

19 days ago

Sr. Financial Advisor - IIROC (FA Variable Comp Plan)

CIBC - Edmonton , AB

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

20 days ago

Executive Assistant to CEO

Aligned Capital - Calgary , AB

Experience with IIROC is preferred but not required. Position will be for an Executive/Personal assistant to the CEO of a financial practice. read more

14 days ago

Associate

Richardson GMP - Calgary , AB

Licensed as IR (Investment Representative) or RR (Registered Representative) under IIROC. The ideal applicant will be an active team participant in an expanding… read more

22 days ago

Regional Compliance Officer BMO Nesbitt Burns

BMO Financial Group - Calgary , AB

Previous experience in a financial industry supporting an IIROC firm. The PCD Regional Compliance Officer is accountable to ensure that the region meets all of… read more

23 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Fort McMurray , AB

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

26 days ago

Financial Advisor - Slave Lake or High Prairie

ATB Financial - Slave Lake , AB

Ability to be immediately registered with IIROC (completion of Canadian Securities Course and Conduct and Practices Handbook Course). This is the ATB way. read more

30+ days ago

Senior Financial Advisor - Grande Prairie

ATB Financial - Grande Prairie , AB

Ability to be immediately registered with IIROC (completion of Canadian Securities Course and Conduct and Practices Handbook Course). This is the ATB way. read more

30+ days ago

Associate

RBC - Lethbridge , AB

Completion of the Conduct and Practices Handbook Course (CPH) or commitment to complete within two years and become a registered/approved Investment… read more

30+ days ago

PlanRight Associate Advisors

Manulife - Calgary , AB

MFDA or IIROC licensed or previously licensed within the last 2 years. Are you looking for unlimited opportunities to develop and succeed? read more

30+ days ago

Sr. Financial Advisor - IIROC

CIBC - St. Albert , AB

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our… read more

30+ days ago

Senior Financial Advisor

CIBC - Edmonton , AB

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

30+ days ago
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