iiroc jobs in british columbia

27 total jobs Page 1 of 2

Investment Advisor Assistant, Licensed (12-month contract)

Canaccord Genuity Corp. - Vancouver , BC

Completion of CSC and CPH Investment Representative (IR) or Registered Representative (RR) licensing approval with IIROC an asset; To apply, please Click Here. read more

9 days ago

Financial Planner (Trail, BC)

TD Bank - Trail , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

16 days ago

Financial Planner (Punjabi Language Skills are an asset)

TD Bank - Surrey , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

16 days ago

Financial Planner (Korean Language Skills an Asset)

TD Bank - Coquitlam , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

15 days ago

Financial Planner (Chinese language skills are an asset)

TD Bank - Richmond , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

15 days ago

Financial Planner (Chinese Language Skills considered an Asset)

TD Bank - Vancouver , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

15 days ago

AML Compliance Officer

Raymond James Ltd. - Vancouver , BC

Is seeking a qualified Anti-Money Laundering (AML) Compliance Officer to work in our Toronto office. Is Canada’s leading independent investment dealer offering… read more

14 days ago

Accountant, Accounts Receivable

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

14 days ago

Branch Compliance Manager - 13 months

Aviso Wealth - Vancouver , BC

Experience as a Branch Manager, Compliance Officer or Advisor in a MFDA or IIROC firm is preferred. It means belonging to a group of talented, energetic… read more

18 days ago

Senior Insurance Registrations Officer

Aviso Wealth - Vancouver , BC

Provide backup to MFDA and IIROC registration matters where necessary. A career with Aviso Wealth means being part of an organization dedicated to your success… read more

17 days ago

Manager, Accounting - 12 month contract

Aviso Wealth - Vancouver , BC

Managing regulatory audits with MFDA & IIROC. A career with Aviso Wealth means being part of an organization dedicated to your success and career development. read more

14 days ago

Client Service Associate

MD Management Ltd. - New Westminster , BC

Must be IIROC licensed as an Investment Representative, or willing to become licensed within 12 months of hire, through the completion of the Canadian… read more

23 days ago

Financial Planner (Cantonese Language skills are an asset)

TD Bank - Vancouver , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

21 days ago

Application Training Specialist

Aviso Wealth - Vancouver , BC

Preference given to IIROC experience. Keep current on issues concerning MFDA and IIROC regulations and other education requirements. What your day looks like: read more

24 days ago

Financial Consultant

MD Management Ltd. - Abbotsford , BC

IIROC licensed as a Registered Representative (IIROC-RR) including completion of the Canadian Securities Course (CSC), the Conduct and Practices Handbook (CPH)… read more

29 days ago

Senior Financial Consultant

MD Management Ltd. - Surrey , BC

IIROC licensed as a Registered Representative (IIROC-RR) including completion of the Canadian Securities Course (CSC), the Conduct and Practices Handbook (CPH)… read more

29 days ago

Client Service Associate (Term 12 months)

MD Management Ltd. - Kelowna , BC

Must be IIROC licensed as an Investment Representative, or willing to become licensed within 12 months of hire, through the completion of the Canadian… read more

29 days ago

Transition Administrator

Raymond James Ltd. - Vancouver , BC

Additionally, coordinate and distribute information regarding IIROC registration and insurance. Is seeking a Transition Administrator (TA) to work in our… read more

30+ days ago

Vice President, Enterprise Risk Management - Toronto or Vancouver

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

30+ days ago

Executive Assistant

Capstone Asset Management - Langley , BC

§ Experience in a Fund Management, IIROC, MFDA or CSA regulated environment. Capstone Asset Management is a Portfolio Manager, Investment Fund Manager and… read more

30+ days ago

Senior Compliance Officer

Harbourfront Wealth Management Inc. - Vancouver , BC

Has a professional background in the financial services industry preferably with an IIROC dealer (preferred 3-5 years in a Branch Manager or Compliance… read more

30+ days ago

Plan Right, Financial Advisor

Manulife - Vancouver , BC

MFDA or IIROC licensed or previously licensed within the last 2 years. Are you looking for unlimited opportunities to develop and succeed? What’s in it for you? read more

30+ days ago

Assistant / Associate (Parental Leave Contract)

Richardson GMP - Vancouver , BC

Registered as Investment Representative (IR) with IIROC*. To provide support to a high net worth Wealth Management Team. Assist Team with marketing initiatives. read more

30+ days ago

Surveillance Officer

Investment Industry Regulatory Organization of Canada - Vancouver , BC

Good understanding of the various departments in IIROC to be able to efficiently source information and advice. French (bilingual) would be an asset. read more

4 months ago

Investment Advisor Assistant

PI Financial Corp - Vancouver , BC

IIROC licensed as an Investment Representative or Registered Representative is required. We are seeking a licensed Investment Advisor (IA) Assistant in our… read more

7 months ago
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