iiroc jobs in british columbia

35 total jobs Page 1 of 2

Vice President, Strategy

Aviso Wealth - Vancouver , BC

At Aviso Wealth, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to service,… read more

5 hours ago

Securities Market Specialist

Korn Ferry International - Vancouver , BC

Ideally, you also have an understanding of clearing agency operations, IIROC dealer member rules and dealer processes as relates to marketplaces. read more

1 day ago

Administrative Assistant

Capstone Asset Management - Langley , BC

§ Experience in a Fund Management, IIROC, MFDA or CSA regulated environment. Please apply with a cover letter and comment on how you relate to our values. read more

4 days ago

Registered Plans Administrator II

Aviso Wealth - Vancouver , BC

Industry knowledge of MFDA, IIROC, CRA and RQ rules and regulations preferred. Completion of MFDA and IIROC Registered Plan audits within internal and… read more

4 days ago

Associate

RBC - Victoria , BC

At a minimum, hold Investment Representative (IR) registration with IIROC for at least 1 year. The RBC Dominion Securities, Victoria, B.C. What’s in it for you? read more

5 days ago

Financial Planner (South Surrey / White Rock)

TD Bank - Surrey , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

6 days ago

Financial Planner (Chinese Language Skills are an Asset)

TD Bank - Vancouver , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

6 days ago

ScotiaMcLeod Administrative Associate

Scotiabank - West Vancouver , BC

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

11 days ago

Financial Planner (Cantonese Language skills are an asset)

TD Bank - Vancouver , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

11 days ago

Application Training Specialist

Aviso Wealth - Vancouver , BC

Preference given to IIROC experience. Keep current on issues concerning MFDA and IIROC regulations and other education requirements. What your day looks like: read more

11 days ago

Director, Total Rewards

Aviso Wealth - Vancouver , BC

We’re looking for a Director, Total Rewards to join the People & Culture team. Reporting to the Vice President, Total Rewards & HR Systems, the Director, Total… read more

11 days ago

Dataphile - Senior Business Systems Analyst

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

8 days ago

Branch Administrator

Wellington-Altus Private Wealth - Vancouver , BC

Record Continuing Education credits with IIROC as they are earned. Reporting to the Senior Investment Advisor, the Branch Administrator will utilize their time… read more

19 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Vancouver , BC

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

18 days ago

Bilingual Insurance Case Coordinator

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. Checking issued policies for accuracy. read more

14 days ago

Financial Advisor

CIBC - Vancouver , BC

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

21 days ago

Insurance Compliance Officer

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

29 days ago

Director, Finance Operations

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

30+ days ago

Director, Finance

Aviso Wealth - Vancouver , BC

Act as a liaison with corporate auditors, tax consultant and regulators - IIROC, MFDA and Securities Commissions. What your day looks like: read more

30+ days ago

Associate Investment Advisor, Cash Management Group

Canaccord Genuity Corp. - Vancouver , BC

Valid license with IIROC required; Associate Investment Advisor, Cash Management Group – Vancouver, BC – Job # 3862. Wealth management and capital markets. read more

30+ days ago

Investment Advisor Assistant (Licensed)

Cash Management Group - Vancouver , BC

Completion of the Canadian Securities Course (CSC®) Conduct and Practices Handbook (CPH®) and valid license with IIROC required; What We have to Offer. read more

30+ days ago

Financial Planner (Korean Language Skills an Asset)

TD Bank - Coquitlam , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

30+ days ago

New Accounts Specialist (BC)

IBKR - Vancouver , BC

Reviewing documentation in accordance with Canadian and international AML/KYC rules, including regulations adopted under IIROC and FINTRAC rules. read more

30+ days ago

Dataphile Business Systems Analyst

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

30+ days ago

Investment Advisor Assistant (Licensed)

Canaccord Genuity Corp. - Vancouver , BC

Completion of CSC, CPH and licensed with IIROC required; Investment Advisor Assistant (Licensed), Wealth Management – Vancouver – Job # 3838. read more

30+ days ago
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