iiroc jobs in calgary

9 total jobs Page 1 of 1

Compliance Advisor - Investment Services, First Calgary Financial

Connect First Credit Union - Calgary , AB

IIROC compliance experience considered an asset. If you're passionate about your community, adore making an impact, thrive in a fast-paced environment and want… read more

6 days ago

Managing Director, Financial Advisory

ATB Financial - Calgary , AB

Responsible for establishing professional practice communities on areas of the SFA and FA roles specific to mass affluent wealth management on an IIROC platform… read more

6 days ago

Financial Analyst

Solium Capital - Calgary , AB

Experience in regulatory reporting under FINRA and IIROC an asset. Has your paper napkin business plan turned into a billion-dollar reality? read more

8 days ago

Investment Advisor Assistant (Licensed)

Canaccord Genuity Corp. - Calgary , AB

Completion of CSC and CPH Investment Representative (IR) or Registered Representative (RR) licensing approval with IIROC an asset; read more

7 days ago

Financial and Operations Compliance Examiner/Senior Financial and Operations Compliance Examiner

Investment Industry Regulatory Organization of Canada - Calgary , AB

Ensure compliance with minimum audit requirements prescribed under IIROC rules and policies. Financial and Operations Compliance Examiner or Senior Financial… read more

13 days ago

Associate

Richardson GMP - Calgary , AB

Licensed as IR (Investment Representative) or RR (Registered Representative) under IIROC. The ideal applicant will be an active team participant in an expanding… read more

23 days ago

Regional Compliance Officer BMO Nesbitt Burns

BMO Financial Group - Calgary , AB

Previous experience in a financial industry supporting an IIROC firm. The PCD Regional Compliance Officer is accountable to ensure that the region meets all of… read more

24 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Calgary , AB

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

27 days ago

PlanRight Associate Advisors

Manulife - Calgary , AB

MFDA or IIROC licensed or previously licensed within the last 2 years. Are you looking for unlimited opportunities to develop and succeed? read more

30+ days ago
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