iiroc jobs in calgary

11 total jobs Page 1 of 1

Financial & Operations Compliance Examiner - 12 months contract

Investment Industry Regulatory Organization of Canada - Calgary , AB

Using auditing skills, an understanding of the securities industry, and knowledge of IIROC rules, the Examiner plans and conducts on-site reviews of firms’… read more

2 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Calgary , AB

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

5 days ago

Inside Sales Associate

NCM Investments - Calgary , AB

Based in NCM’s Calgary office, the Inside Sales Associate will manage advisor relationships in BC and AB, working alongside regional sales team members in… read more

6 days ago

Associate

Wellington-Altus Private Wealth - Calgary , AB

Current and maintained registration as an IR or RR, including completion of all courses and experience requirements, with IIROC with the ongoing requirement to… read more

13 days ago

ScotiaMcLeod Administrative Associate - Calgary, AB

Scotiabank - Calgary , AB

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

20 days ago

Investment Associate

National Bank of Canada - Calgary , AB

Demonstrate meticulous detail when placing all types of client orders within an IIROC environment. National Bank Financial – Wealth Management is the fifth… read more

27 days ago

Manager, Supervision

Wellington-Altus Private Wealth - Calgary , AB

In-depth knowledge of the financial services industry, including understanding of regulatory requirements of IIROC and other regulators. read more

28 days ago

PlanRight Associate Advisors

Manulife - Calgary , AB

MFDA or IIROC licensed or previously licensed within the last 2 years. Are you looking for unlimited opportunities to develop and succeed? read more

30+ days ago

Case Assessment Officer

Investment Industry Regulatory Organization of Canada - Calgary , AB

The CAO will also liaise with other Enforcement staff, IIROC departments and other regulatory bodies to exchange information and coordinate referrals where… read more

30+ days ago

Client Portfolio Manager - CWB McLean & Partners

CWB Financial Group - Calgary , AB

We would prefer someone registered currently on the IIROC platform as a Portfolio Manager, or someone who has a minimum of 3 years of experience as a Registered… read more

30+ days ago

Associate

Richardson GMP - Calgary , AB

Licensed as IR (Investment Representative) or RR (Registered Representative) under IIROC. The ideal applicant will be an active team participant in an expanding… read more

30+ days ago
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