iiroc jobs in montreal

17 total jobs Page 1 of 1

Analyst, Client Resolution

BMO Financial Group - Montréal , QC

Licensing - 12 hours compliance and 30 hours Professional development training over a 3 year cycle to meet mandatory IIROC Continuing Education Program… read more

6 days ago

Service Representative

IG Wealth Management - Montréal , QC

IGFS, IGSI, IIROC, IGFS Nominee, Mortgage, and AFP. We’re IG Wealth Management – a Canadian leader in providing the best advice, experience and outcomes for our… read more

6 days ago

Financing Solutions Specialist

National Bank of Canada - Montréal , QC

Knowledge of the insurance, mutual fund, IIROC and financing product sectors, an asset. Propose financing solutions such as our strategic All in One product, … read more

6 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Montréal , QC

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

6 days ago

BRANCH COMPLIANCE SUPERVISOR

Raymond James Ltd. - Montréal , QC

Fulfill IIROC Continuing Education requirements; The proficiency requirements necessary for registration as an IIROC Supervisor with options; read more

6 days ago

Territory Sales Coordinator

Manulife - Montréal , QC

Are you looking for unlimited opportunities to develop and succeed? With work that challenges and makes a difference, within a flexible and supportive… read more

22 days ago

Associate Manager, Compliance Examinations

IG Wealth Management - Montréal , QC

Planning IIROC examination attendances including assessing risk factors and tailoring programs to address issues in each branch or sub-branch. read more

29 days ago

Assistant Branch Manager

Raymond James - Montréal , QC

Branch with the purpose of detecting violations of IIROC Rule 2600 and IIROC Uniform. Is seeking a fully bilingual Assistant Branch Manager to work in our… read more

29 days ago

Assistant Branch Manager

Raymond James Ltd. - Montréal , QC

Conduct daily, weekly and monthly review of transactions and other retail activity within the branch with the purpose of detecting violations of IIROC Rule 2600… read more

30 days ago

Client Relationship Specialist, BMO InvestorLine

BMO Financial Group - Montréal , QC

This incumbent will be IIROC licensed. Successfully meet all core courses and IIROC CE requirements. The specialist will accept trading instructions from our… read more

30+ days ago

Représentant des ventes

Inovestor - Montréal , QC

Expérience dans le domaine des investissements financiers et du conseil et/ou détenir une licence IIROC (préférée mais non obligatoire). read more

30+ days ago

Account Executive

Inovestor - Montréal , QC

Rading experience and/or IIROC registered (Preferred but not required) ; Inovestor is a leading provider of information, insights, and solutions to optimize… read more

30+ days ago

Senior Registration Officer - 1 Year Contract

Investment Industry Regulatory Organization of Canada - Montréal , QC

Identifies and monitors registrants who fail to comply with IIROC’s post licensing requirements, suspends IIROC approval and AMF registration. read more

30+ days ago

Managing Director, Quebec advisory services

Manulife - Montréal , QC

Knowledge of MFDA and IIROC regulatory framework. Are you looking for unlimited opportunities to develop and succeed? Confirmed leadership and mentoring skills. read more

30+ days ago

PlanRight Associate Advisors

Manulife - Montréal , QC

MFDA or IIROC licensed or previously licensed within the last 2 years. Are you looking for unlimited opportunities to develop and succeed? read more

30+ days ago

Financial Advisor - PlanRight (Montreal, Quebec City or Ottawa)

Manulife - Montréal , QC

MFDA or IIROC licensed or previously licensed within the last 2 years. Are you looking for unlimited opportunities to develop and succeed? read more

30+ days ago

Investment Specialist, Investorline

BMO Financial Group - Montréal , QC

Ensure adherence to IIROC rules and regulations. Participate in exceptional training and become an IIROC licensed Investment Representative with Options. read more

4 months ago
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