iiroc jobs in on

54 total jobs Page 1 of 3

Investment Advisor Assistant

Harbourfront Wealth Management Inc. - London , ON

Is an employee owned firm and IIROC registered securities dealer with offices across Canada. Harbourfront Wealth Management is an industry leader and a rapidly… read more

1 day ago

Registered Plans Administrator II

Aviso Wealth - Toronto , ON

Industry knowledge of MFDA, IIROC, CRA and RQ rules and regulations preferred. Completion of MFDA and IIROC Registered Plan audits within internal and… read more

1 day ago

Financial Advisor

CIBC - Toronto , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

2 days ago

Surveillance Officer

Investment Industry Reg Org of Canada - Toronto , ON

Good understanding of the various departments in IIROC to be able to efficiently source information and advice. French (bilingual) would be an asset. read more

2 days ago

PIA Client Service Associate

TD Bank - Ottawa , ON

Licensed with Investment Industry Regulatory Organization of Canada (IIROC) as an Investment Representative (IR) or Registered Representative (RR) - If not… read more

2 days ago

Financial Planner - Markham North

TD Bank - Markham , ON

Licensed with IIROC as a Registered Representative OR if not currently licensed: Explain why you're a winning candidate. Carve out a career for yourself. read more

2 days ago

Associate

RBC - Etobicoke , ON

The RBC Dominion Securities Etobicoke branch is currently seeking an Associate to join a well-established advisory team. What do you need to succeed? read more

3 days ago

Community Wealth Advisor

Meridian Credit Union - Cambridge , ON

At minimum MFDA licensing is required however, IIROC licensing is preferred. The successful candidate may be required to complete the necessary coursework to… read more

3 days ago

Assistant Branch Manager

Raymond James Ltd. - Toronto , ON

Work with the Branch Manager collectively to conduct daily, weekly and monthly reviews of transactions and other retail activity within the branch with the… read more

3 days ago

Associate

Richardson GMP - Oakville , ON

Investment Representative (IR) or Registered Representative (RR) with IIROC. To provide support to a progressive and industry leading wealth management team. read more

4 days ago

Senior Securities Registration Officer

Manulife - Oakville , ON

5+ years’ experience with securities registrations, including IIROC, provincial securities commissions. Reporting to the Manager, Securities Registration, the… read more

4 days ago

Dataphile - Senior Business Systems Analyst

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

5 days ago

Sales Associate

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

12 days ago

Senior Manager, Retail Order Management and Trade Control

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

7 days ago

Case Assessment Officer

Investment Industry Reg Org of Canada - Toronto , ON

The CAO will also liaise with other Enforcement staff, IIROC departments and other regulatory bodies to exchange information and coordinate referrals where… read more

17 days ago

Legal Counsel

iA Financial Group / iA Groupe financier - Toronto , ON

Provide advice on securities, regulatory and compliance matters, including investment management, IIROC and MFDA matters. read more

17 days ago

Advisor Relations Representative

Worldsource Wealth Management Inc. - Markham , ON

Reporting to the Manager/Supervisor, Advisor Relations, and working in a fast-paced environment, the Advisor Relations Representative will be responsible for… read more

17 days ago

Compliance Officer, Trade Compliance

Aviso Wealth - Toronto , ON

IIROC – Registration as a supervisor as equity or options or willing to take it for futures. Daily and Monthly review of supervision reports for IIROC Rule 2500… read more

15 days ago

Senior Advisor, Land Development

OTT Financial Group - Toronto , ON

OTT Financial Group, a member of IIROC & CIPF, is an investment dealer registered with the securities regulators in Canada, including portfolio manager and… read more

19 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Waterloo , ON

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

15 days ago

Virtual Interview Day- Investment Specialists, June 30th

BMO Financial Group - Mississauga , ON

Completed Canadian Securities Course (CSC) or IFIC course / IIROC licensed as an Investment Representative. Do you thrive in a client facing role, love giving… read more

22 days ago

Investment Services Representative (English and Cantonese)

HSBC - Toronto , ON

Completion of the Canadian Securities Course (CSC) and Conduct and Practices Handbook Examination (CPH) or registered with the IIROC. read more

24 days ago

Revenue & Billing Analyst

Investment Industry Reg Org of Canada - Toronto , ON

The Finance Department at IIROC is looking for an effective team player with a knack for building strong relationships, problem solving, managing their time to… read more

23 days ago

Trader

QUESTRADE INC - Toronto , ON

✔ You must have your CSC and CPH certification, and be currently licensed with IIROC. Speed, Efficiency & Accuracy is our Motto! So are YOU our next Trader? read more

23 days ago

Insurance Compliance Officer

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

25 days ago
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