iiroc jobs in on

129 total jobs Page 1 of 7

OLB Manager Business Development & Partnership

Scotiabank - Toronto , ON

Successful completion of Canadian Securities Course and registered or progressing towards IIROC IR (Investment Representative) license. read more

9 hours ago

Associate Investment Advisor

Duca - Toronto , ON

Able to be IIROC registered. DUCA is looking for an Associate Investment Advisor to join our growing team! Reporting to the Investment Advisor, the Associate… read more

1 day ago

ScotiaMcLeod Administrative Assistant - London ON

Scotiabank - London , ON

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

1 day ago

Senior Quality Assurance Analyst - 6 months contract

Investment Industry Regulatory Organization of Canada - Toronto , ON

Assist in the testing of financial communication protocols between IIROC and marketplaces including FIX and news feeds. read more

1 day ago

Financial Advisor - IIROC (FA Variable Comp Plan)

CIBC - Markham , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

1 day ago

Associate Investment Advisor

DUCA Financial Services Credit Union Ltd. - Toronto , ON

Able to be IIROC registered. DUCA is looking for an Associate Investment Advisor to join our growing team! Reporting to the Investment Advisor, the Associate… read more

1 day ago

Social Media Marketing Surveillance Officer

TD Bank - Toronto , ON

Sound working knowledge of IIROC, OSC and Provincial Securities Commission or other regulatory bodies rules/guidance as they pertain to Marketing. read more

2 days ago

Social Media Surveillance Officer

TD Bank - Toronto , ON

Sound working knowledge of IIROC, OSC and Provincial Securities Commission or other regulatory bodies rules/guidance as they pertain to Marketing. read more

2 days ago

Associate Investment Advisor - Generalist

TD Bank - Waterloo , ON

Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change like we do. Carve out a career for yourself. read more

2 days ago

Licensed Advisor Assistant - 6 Month Contract

iA Financial Group / iA Groupe financier - Toronto , ON

Investment Representative (IR) or Registered Representative (RR) licensing approval with IIROC required; We are looking for a Licensed Advisor Assistant to join… read more

2 days ago

Senior Business Analyst, Business Initiatives

RBC - Toronto , ON

IIROC, CSA, OSC, FINTRAC, CRA, Consumer Protection. The Senior Business Analyst, will work closely with the Senior Manager, Business initiatives and internal… read more

2 days ago

Financial Planning Specialist

CIBC - Ottawa , ON

You have current accreditation and good standing for IIROC licensing, CFP upon hire. We’re building a relationship-oriented bank for the modern world. read more

2 days ago

Insurance Administrator and Financial Services Associate

Bell Financial - Aurora , ON

We are looking for an insurance associate to provide support and administrative services in insurance and money management (_we are IIROC licenced with Manulife… read more

2 days ago

Financial Planner

Halton Wealth Management Inc. - Burlington , ON

Be or willing to become IIROC Licenced. Halton Wealth Management is an independent wealth management firm located in Burlington. In this position you will: read more

3 days ago

PIA Client Service Associate

TD Bank - St. Catharines , ON

Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change like we do. Carve out a career for yourself. read more

5 days ago

Senior Compliance Officer, Control Room (Contract until July 31 2020)

Scotiabank - Toronto , ON

Join the Global Community of Scotiabankers to help customers become better off. The incumbent is responsible for administering compliance programs with respect… read more

5 days ago

Administrative Assistant

Michael Cornacchia, HollisWealth - Toronto , ON

Investment Representative (IR) licensing approval with IIROC would be considered an asset, but not required. Acting as the main point of contact for the Advisor… read more

5 days ago

Compliance Officer, Control Room

Scotiabank - Toronto , ON

We are committed to investing in our employees and helping you continue your career at Scotiabank. The incumbent is responsible for administering compliance… read more

6 days ago

Associate Advisor

RBC - Owen Sound , ON

CSC, CPH and hold Registered Representative (RR) license with IIROC. The RBC Dominion Securities Owen Sound branch is currently seeking an Associate Advisor to… read more

6 days ago

Senior Compliance Business Oversight Analyst

TD Bank - Toronto , ON

Understand the applicable regulatory framework and be a subject matter expert with respect to IIROC and other regulatory authorities as it relates to policies… read more

6 days ago

Bilingual Compliance Officer

CI Investments Inc - Toronto , ON

Experience reviewing and applying IIROC, MFDA or National Instruments compliance requirements. IIROC, MFDA and other SRO Rules, Policies and Regulatory Notices; read more

6 days ago

Group Manager II, Credit Risk

TD Bank - Markham , ON

Be a fully registered/approved individual under IIROC Rules & Regulations and applicable Securities Acts or have been previously registered within the past 5… read more

6 days ago

Branch Compliance Supervisor

Raymond James - Toronto , ON

 Fulfill IIROC Continuing Education requirements;  The proficiency requirements necessary for registration as an IIROC Supervisor with options; read more

6 days ago

Bilingual Trade Representative - Temporary Opportunity

MD Management Ltd. - Ottawa , ON

Completion of the Canadian Securities Course (CSC) is an asset as is willingness to become an IIROC Registered Representative. You strive for 100% accuracy. read more

6 days ago

BRANCH COMPLIANCE SUPERVISOR

Raymond James Ltd. - Toronto , ON

Fulfill IIROC Continuing Education requirements; The proficiency requirements necessary for registration as an IIROC Supervisor with options; read more

6 days ago
Email more jobs like this to me daily!
111