iiroc jobs in ontario

127 total jobs Page 1 of 7

Senior Branch Auditor - Toronto

IA Clarington Investments Inc - Toronto , ON

IA Financial Group is the fourth largest life and health insurance company in Canada and offers a wide range of products for all stages of life and to meet the… read more

2 hours ago

Compliance Officer, Trade Surveillance

Scotiabank - Toronto , ON

We are committed to investing in our employees and helping you continue your career at Scotiabank. Contributes to the overall success of the Trade Surveillance… read more

11 hours ago

Bilingual Advisor Services Associate

iA Financial Group / iA Groupe financier - Toronto , ON

Reporting to the manager, the Advisor Services Associate acts as the primary point of contact for iA Securities Head Office and Advisors across Canada. read more

11 hours ago

Client Service Associate

MD Management Ltd. - St. Catharines , ON

Must be IIROC licensed as an Investment Representative, or willing to become licensed within 12 months of hire, through the completion of the Canadian… read more

13 hours ago

PIA Client Service Associate

TD Bank - Ottawa , ON

Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change like we do. Carve out a career for yourself. read more

17 hours ago

OLB Manager Business Development & Partnership

Scotiabank - Toronto , ON

Successful completion of Canadian Securities Course and registered or progressing towards IIROC IR (Investment Representative) license. read more

1 day ago

Associate Investment Advisor

Duca - Toronto , ON

Able to be IIROC registered. DUCA is looking for an Associate Investment Advisor to join our growing team! Reporting to the Investment Advisor, the Associate… read more

2 days ago

ScotiaMcLeod Administrative Assistant - London ON

Scotiabank - London , ON

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

2 days ago

Senior Quality Assurance Analyst - 6 months contract

Investment Industry Regulatory Organization of Canada - Toronto , ON

Assist in the testing of financial communication protocols between IIROC and marketplaces including FIX and news feeds. read more

2 days ago

Financial Advisor - IIROC (FA Variable Comp Plan)

CIBC - Markham , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

2 days ago

Associate Investment Advisor

DUCA Financial Services Credit Union Ltd. - Toronto , ON

Able to be IIROC registered. DUCA is looking for an Associate Investment Advisor to join our growing team! Reporting to the Investment Advisor, the Associate… read more

2 days ago

Social Media Surveillance Officer

TD Bank - Toronto , ON

Sound working knowledge of IIROC, OSC and Provincial Securities Commission or other regulatory bodies rules/guidance as they pertain to Marketing. read more

3 days ago

Associate Investment Advisor - Generalist

TD Bank - Kitchener , ON

Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change like we do. Carve out a career for yourself. read more

3 days ago

Social Media Marketing Surveillance Officer

TD Bank - Toronto , ON

Sound working knowledge of IIROC, OSC and Provincial Securities Commission or other regulatory bodies rules/guidance as they pertain to Marketing. read more

3 days ago

Senior Business Analyst, Business Initiatives

RBC - Toronto , ON

IIROC, CSA, OSC, FINTRAC, CRA, Consumer Protection. The Senior Business Analyst, will work closely with the Senior Manager, Business initiatives and internal… read more

3 days ago

Licensed Advisor Assistant - 6 Month Contract

iA Financial Group / iA Groupe financier - Toronto , ON

Investment Representative (IR) or Registered Representative (RR) licensing approval with IIROC required; We are looking for a Licensed Advisor Assistant to join… read more

3 days ago

Financial Planning Specialist

CIBC - Ottawa , ON

You have current accreditation and good standing for IIROC licensing, CFP upon hire. We’re building a relationship-oriented bank for the modern world. read more

3 days ago

Insurance Administrator and Financial Services Associate

Bell Financial - Aurora , ON

We are looking for an insurance associate to provide support and administrative services in insurance and money management (_we are IIROC licenced with Manulife… read more

4 days ago

Financial Planner

Halton Wealth Management Inc. - Burlington , ON

Be or willing to become IIROC Licenced. Halton Wealth Management is an independent wealth management firm located in Burlington. In this position you will: read more

4 days ago

Senior Compliance Officer, Control Room (Contract until July 31 2020)

Scotiabank - Toronto , ON

Join the Global Community of Scotiabankers to help customers become better off. The incumbent is responsible for administering compliance programs with respect… read more

6 days ago

Administrative Assistant

Michael Cornacchia, HollisWealth - Toronto , ON

Investment Representative (IR) licensing approval with IIROC would be considered an asset, but not required. Acting as the main point of contact for the Advisor… read more

6 days ago

Associate Advisor

RBC - Owen Sound , ON

CSC, CPH and hold Registered Representative (RR) license with IIROC. The RBC Dominion Securities Owen Sound branch is currently seeking an Associate Advisor to… read more

7 days ago

Part Time Associate

RBC - London , ON

The RBC Dominion Securities Branch located in London, ON is looking for a part-time Associate to join an Investment Advisor's team. What do you need to succeed? read more

9 days ago

Compliance Officer, Control Room

Scotiabank - Toronto , ON

We are committed to investing in our employees and helping you continue your career at Scotiabank. The incumbent is responsible for administering compliance… read more

7 days ago

Director, Trade Conduct Compliance

QUESTRADE INC - Toronto , ON

31-103, 23-101, 24-101, IIROC Dealer Member Rules. Serve as a contact with IIROC and other regulatory bodies including inquiries from market surveillance. read more

12 days ago
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