iiroc jobs in ontario

61 total jobs Page 1 of 4

Financial Advisor

CIBC - Toronto , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

4 hours ago

Associate Financial Advisor

HollisWealth®, a Division of Industrial Alliance Securities Inc. - Kingston , ON

\*Current MFDA advisor looking to transition to IIROC will be considered. The successful candidate will be an integral member of our ‘Wealth Management’ team. read more

10 hours ago

Sr. Financial Advisor

CIBC - Woodbridge , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

1 day ago

Fail Control Administrator (Contract)

RBC - Toronto , ON

Knowledge of SMART TRACK, REG SHO, CNS, Reconciliation, Buy-in Rules and regulations as mandated by IIROC. Looking for an exciting opportunity to become a part… read more

1 day ago

Compliance Business Oversight Analyst II

TD Bank - Toronto , ON

Familiarity with IIROC and applicable securities Commission rules. Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

1 day ago

Director, Total Rewards

Aviso Wealth - Toronto , ON

We’re looking for a Director, Total Rewards to join the People & Culture team. Reporting to the Vice President, Total Rewards & HR Systems, the Director, Total… read more

1 day ago

Bilingual Insurance Case Coordinator

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. Checking issued policies for accuracy. read more

1 day ago

Investment Advisor Assistant

Harbourfront Wealth Management Inc. - London , ON

Is an employee owned firm and IIROC registered securities dealer with offices across Canada. Harbourfront Wealth Management is an industry leader and a rapidly… read more

4 days ago

Registered Plans Administrator II

Aviso Wealth - Toronto , ON

Industry knowledge of MFDA, IIROC, CRA and RQ rules and regulations preferred. Completion of MFDA and IIROC Registered Plan audits within internal and… read more

4 days ago

Surveillance Officer

Investment Industry Reg Org of Canada - Toronto , ON

Good understanding of the various departments in IIROC to be able to efficiently source information and advice. French (bilingual) would be an asset. read more

5 days ago

Financial Client Service Associate

The McClelland Financial Group - Thornhill , ON

This is an exciting opportunity to work in the Financial Services industry and receive training by one of the most successful advisory offices in Canada. read more

5 days ago

Associate

RBC - Etobicoke , ON

The RBC Dominion Securities Etobicoke branch is currently seeking an Associate to join a well-established advisory team. What do you need to succeed? read more

6 days ago

Financial Planner - Markham North

TD Bank - Markham , ON

Licensed with IIROC as a Registered Representative OR if not currently licensed: Explain why you're a winning candidate. Carve out a career for yourself. read more

6 days ago

Community Wealth Advisor

Meridian Credit Union - Cambridge , ON

At minimum MFDA licensing is required however, IIROC licensing is preferred. The successful candidate may be required to complete the necessary coursework to… read more

6 days ago

Assistant Branch Manager

Raymond James Ltd. - Toronto , ON

Work with the Branch Manager collectively to conduct daily, weekly and monthly reviews of transactions and other retail activity within the branch with the… read more

6 days ago

Associate

Richardson GMP - Oakville , ON

Investment Representative (IR) or Registered Representative (RR) with IIROC. To provide support to a progressive and industry leading wealth management team. read more

7 days ago

Senior Securities Registration Officer

Manulife - Oakville , ON

5+ years’ experience with securities registrations, including IIROC, provincial securities commissions. Reporting to the Manager, Securities Registration, the… read more

7 days ago

Senior Manager, Retail Order Management and Trade Control

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

10 days ago

Dataphile - Senior Business Systems Analyst

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

8 days ago

Case Assessment Officer

Investment Industry Reg Org of Canada - Toronto , ON

The CAO will also liaise with other Enforcement staff, IIROC departments and other regulatory bodies to exchange information and coordinate referrals where… read more

20 days ago

Legal Counsel

iA Financial Group / iA Groupe financier - Toronto , ON

Provide advice on securities, regulatory and compliance matters, including investment management, IIROC and MFDA matters. read more

20 days ago

Compliance Officer, Trade Compliance

Aviso Wealth - Toronto , ON

IIROC – Registration as a supervisor as equity or options or willing to take it for futures. Daily and Monthly review of supervision reports for IIROC Rule 2500… read more

19 days ago

Advisor Relations Representative

Worldsource Wealth Management Inc. - Markham , ON

Reporting to the Manager/Supervisor, Advisor Relations, and working in a fast-paced environment, the Advisor Relations Representative will be responsible for… read more

20 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Waterloo , ON

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

18 days ago

Virtual Interview Day- Investment Specialists, June 30th

BMO Financial Group - Mississauga , ON

Completed Canadian Securities Course (CSC) or IFIC course / IIROC licensed as an Investment Representative. Do you thrive in a client facing role, love giving… read more

25 days ago
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