iiroc jobs in ontario

120 total jobs Page 1 of 6

Branch Examiner

Aviso Wealth - Toronto , ON

Successful completion of requisite courses required for registration with the MFDA or IIROC. Conduct examinations of MFDA and IIROC branch and sub-branch… read more

2 days ago

Director, Inside Sales

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

2 days ago

Investment Advisor Assistant (Licensed)

Canaccord Genuity Corp. - Toronto , ON

Completion of CSC, CPH and licensed with IIROC required; Investment Advisor Assistant (Licensed), Wealth Management – Toronto – Job # 5290. read more

3 days ago

Sr. Financial Advisor - MFDA

CIBC - Niagara Falls , ON

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our… read more

3 days ago

Transition Planner

Raymond James Ltd. - Toronto , ON

Additionally, coordinate and distribute information regarding IIROC registration and insurance. Is seeking a Transition Planner (TP) to work in our downtown… read more

3 days ago

Portfolio Analytics Assistant

Richardson GMP - North York , ON

IIROC Licensed considered an asset. The ideal applicant will be an active team participant in an expanding high net worth holistic wealth management business… read more

4 days ago

Senior Financial Advisor IIROC

CIBC - Toronto , ON

We’re building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what’s right for our… read more

4 days ago

Financial Planning Consultant

CIBC - Mississauga , ON

This role requires an IIROC license so please be sure to include if you have the accreditation on your resume. To learn more about CIBC, please visit CIBC.com. read more

4 days ago

Senior Associate Advisor

RBC - Toronto , ON

Must be IIROC licensed as a Registered Representative (RR). RBC Dominion Securities Branch located in downtown Toronto is looking for a Senior Associate Advisor… read more

4 days ago

Senior Analyst, Governance & Control

CIBC - Toronto , ON

You have current accreditation and good standing Completion of CSC, CPH, DFOL, Branch Managers Course, Options Supervisor Course required for licensing with… read more

4 days ago

Senior Client Service Associate, Correspondent Services

Canaccord Genuity Group Inc - Toronto , ON

IIROC and provincial regulatory frameworks CDS/DTCC/CDCC/OCC trade clearing and settlement Treasury operations & CRA/IRS reporting OMS systems, order flow,… read more

4 days ago

Sr. Financial Advisor - IIROC (FA Variable Comp Plan)

CIBC - Toronto , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

4 days ago

Experienced Administrative Assistant and Coordinator, Strategic Accounts & ETF

AGF Management Limited - Toronto , ON

We currently have an outstanding career opportunity for a truly dynamic and passionate individual to join our Strategic Accounts and ETF team in our Toronto… read more

4 days ago

Business Analyst, Securities Lending, Capital Markets (6-12 Month Contract)

CIBC - Toronto , ON

Strong understanding of Capital Markets regulatory environment including IIROC requirements. We’re building a relationship-oriented bank for the modern world. read more

4 days ago

IIROC (RR) Licensed Assistant

Border City Financial/IPC Securities Corp. - Windsor , ON

Permanent, Full Time IIROC - RR Licensed Assistant. We are a well established financial planning firm (almost 30 years) that manages the wealth a group of… read more

4 days ago

Wealth Advisor (IIROC)

Investment Planning Counsel - Ottawa , ON

Do you want to join a company that is focused on both the needs of clients and on fun? Does a salary based role that generously rewards you for doing right by… read more

4 days ago

Financial Operations Associate

Aligned Capital Partners Inc. - Burlington , ON

(https://www.alignedcapitalpartners.com/) is a fast-growing investment dealer with a dynamic management team looking to expand our business exponentially. read more

4 days ago

Financial Advisor Assistant (IIROC Licensed)

Investment Planning Counsel - Ottawa , ON

IIROC licensed, or willing to complete all required continuing education requirements for licencing. Are you ready to be the glue, binding client relationships,… read more

4 days ago

Client Service Manager

Aligned Capital Partners Inc. - Burlington , ON

(https://www.alignedcapitalpartners.com/) is a fast-growing investment dealer with a dynamic management team looking to expand our business exponentially. read more

4 days ago

Business Development Manager

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

4 days ago

Compliance Analyst, AML & Privacy

QUESTRADE INC - Toronto , ON

✔ You have 6-12 months of experience with an IIROC member firm or equivalent and strong knowledge of the investment industry. read more

5 days ago

PWM Risk Manager

CIBC - Toronto , ON

You have completed the IIROC Branch Manager Licencing or are willing to obtain required accreditation for licencing as an IIROC Branch Manager. read more

5 days ago

Backend Developer

OTT Financial Group - Toronto , ON

As an investment dealer and a member of IIROC and CIPF, OTT Financial Canada Inc.is a Canadian discount broker specializing in order-execution-only services for… read more

5 days ago

ScotiaMcLeod Administrative Associate - Kanata, Ontario

Scotiabank - Kanata , ON

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

6 days ago

Senior Client Service Associate, Correspondent Services

Canaccord Genuity Corp. - Toronto , ON

IIROC and provincial regulatory frameworks. Senior Client Service Associate, Correspondent Services – Vancouver/Toronto – Job # 3845. read more

6 days ago
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