iiroc jobs in quebec

31 total jobs Page 1 of 2

Regional Coordinator, Eastern Canada

Sun Life Financial - Montréal , QC

Understanding of the different distribution channels in the investment industry would be an asset (MFDA, MGA, IIROC). What are some of the day-to-day tasks? read more

4 days ago

Coordinateur, ventes produits patrimoine

Sun Life Financial - Montréal , QC

La connaissance des canaux de distribution du secteur de l'investissement serait un atout certain (MGA / MFDA / IIROC). Quelles sont les tâches quotidiennes ? read more

4 days ago

IIROC Licensed Assistant

Manulife Securities Incorporated - Pointe-Claire , QC

Established Advisor seeking a bilingual IIROC Licensed Assistant. Well, you would need to be IIROC licensed already. Who would be an ideal candidate?*. read more

5 days ago

Senior Clearing and Settlements Specialist

Société Générale - Montréal , QC

Settlement of fixed income, equity and option products in the US and Global markets. Reconciliation of cash positions and stock record between custodian… read more

6 days ago

Bilingual Senior Branch Manager, Compliance

Manulife - Montréal , QC

Must qualify to be registered with both IIROC and MFDA. This position will be responsible for both IIROC and MFDA supervision. Review and approve new accounts. read more

6 days ago

Associate Advisor

RBC - Pointe-Claire , QC

Approval by IIROC as a Registered Representative (RR). The RBC Dominion Securities Pointe-Claire branch is currently seeking an Associate Advisor to join an… read more

11 days ago

Officier de conformité, conduite de la négociation

iA Financial Group / iA Groupe financier - Montréal , QC

In-depth knowledge of the Canadian securities industry, including IIROC rules. Minimum of three years of experience in IIROC dealer compliance. read more

12 days ago

Senior Specialist IGSI Trade Centre - Montreal/Winnipeg

IG Wealth Management - Montréal , QC

Upholding ethical and professional requirements as an IIROC registrant. Currently licensed as Registered Representative (RR) with IIROC or as Investment… read more

7 days ago

PIA Client Service Associate

TD Bank - Montréal , QC

Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change like we do. Carve out a career for yourself. read more

13 days ago

IIROC Investment Associate / Licensed Assistant

Manulife Securities Incorporated - Pointe-Claire , QC

IIROC (CSC + CPH + 90 days completed) (Required). Established Financial Advisor needs help managing / taking care of his clients. What *you *stand to benefit 2. read more

10 days ago

Service Specialist

IG Wealth Management - Montréal , QC

IGFS, IGSI, IIROC, IGFS Nominee, Mortgage, and AFP. We’re IG Wealth Management – a Canadian leader in providing the best advice, experience and outcomes for our… read more

14 days ago

Investment Services Representative, RBC Direct Investing

RBC - Montréal , QC

IIROC, Provincial, etc.), as well as RBC Enterprise and RBC Direct Investing Inc. If you possess a client-focused mindset and have the ability to identify… read more

17 days ago

Manager Client Services - Private Wealth Management

TD Bank - Quebec City , QC

Branch Manager (BM) licensed with IIROC is a strong asset. Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change… read more

17 days ago

PlanRight Associate Advisors

Manulife - Montréal , QC

MFDA or IIROC licensed or previously licensed within the last 2 years. Are you looking for unlimited opportunities to develop and succeed? read more

26 days ago

Territory Sales Coordinator

Manulife - Montréal , QC

Are you looking for unlimited opportunities to develop and succeed? With work that challenges and makes a difference, within a flexible and supportive… read more

26 days ago

Financial Advisor - PlanRight (Montreal, Quebec City or Ottawa)

Manulife - Montréal , QC

MFDA or IIROC licensed or previously licensed within the last 2 years. Are you looking for unlimited opportunities to develop and succeed? read more

26 days ago

Associate Investment Advisor- Business Development

TD Bank - Montréal , QC

Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change like we do. Carve out a career for yourself. read more

24 days ago

IIROC Licensed Assistand / Investment Associate (QC)

Manulife Securities Incorporated - Pointe-Claire , QC

The ideal candidate is an industry veteran with their IIROC licenses (active) who is looking to decrease their hours/responsibilities and work part time.... read more

25 days ago

Associé Service à la clientèle

Scotia Wealth Management - Longueuil , QC

Must be IIROC licensed as an Investment Representative, or willing to become licensed within 12 months of hire, through the completion of the Canadian… read more

28 days ago

Operations & Compliance Agent (maternity leave)

PWL Capital Inc. - Montréal , QC

Is a registered dealer offering portfolio management and brokerage services, and it is an IIROC member firm. It employs over 62 employees and has over $3.6B in… read more

28 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Montréal , QC

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

30+ days ago

Investment Specialist, BMO InvestorLine

BMO Financial Group - Montréal , QC

Ensure adherence to IIROC rules and regulations. Participate in exceptional training and become an IIROC licensed Investment Representative with Options. read more

30+ days ago

Spécialiste en Investissement, BMO Ligne d'Action

BMO Financial Group - Montréal , QC

Ensure adherence to IIROC rules and regulations. Participate in exceptional training and become an IIROC licensed Investment Representative with Options. read more

30+ days ago

Customer Service Associate, Private Wealth Management

TD Bank - Quebec City , QC

Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change like we do. Carve out a career for yourself. read more

30+ days ago

Business Conduct Compliance Examiner

Investment Industry Regulatory Organization of Canada - Montréal , QC

The Business Conduct Compliance Examiner conducts field reviews of all non-financial compliance systems of Dealer Member head office and business locations to… read more

30+ days ago
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