iiroc jobs in toronto

70 total jobs Page 1 of 4

OLB Manager Business Development & Partnership

Scotiabank - Toronto , ON

Successful completion of Canadian Securities Course and registered or progressing towards IIROC IR (Investment Representative) license. read more

2 hours ago

Associate Investment Advisor

Duca - Toronto , ON

Able to be IIROC registered. DUCA is looking for an Associate Investment Advisor to join our growing team! Reporting to the Investment Advisor, the Associate… read more

1 day ago

Senior Quality Assurance Analyst - 6 months contract

Investment Industry Regulatory Organization of Canada - Toronto , ON

Assist in the testing of financial communication protocols between IIROC and marketplaces including FIX and news feeds. read more

1 day ago

Associate Investment Advisor

DUCA Financial Services Credit Union Ltd. - Toronto , ON

Able to be IIROC registered. DUCA is looking for an Associate Investment Advisor to join our growing team! Reporting to the Investment Advisor, the Associate… read more

1 day ago

Senior Compliance Officer, Control Room (Contract until July 31 2020)

Scotiabank - Toronto , ON

Join the Global Community of Scotiabankers to help customers become better off. The incumbent is responsible for administering compliance programs with respect… read more

5 days ago

Administrative Assistant

Michael Cornacchia, HollisWealth - Toronto , ON

Investment Representative (IR) licensing approval with IIROC would be considered an asset, but not required. Acting as the main point of contact for the Advisor… read more

5 days ago

Compliance Officer, Control Room

Scotiabank - Toronto , ON

We are committed to investing in our employees and helping you continue your career at Scotiabank. The incumbent is responsible for administering compliance… read more

6 days ago

Bilingual Compliance Officer

CI Investments Inc - Toronto , ON

Experience reviewing and applying IIROC, MFDA or National Instruments compliance requirements. IIROC, MFDA and other SRO Rules, Policies and Regulatory Notices; read more

6 days ago

Director, Trade Conduct Compliance

QUESTRADE INC - Toronto , ON

31-103, 23-101, 24-101, IIROC Dealer Member Rules. Serve as a contact with IIROC and other regulatory bodies including inquiries from market surveillance. read more

11 days ago

Financial Advisor - IIROC (FA Variable Comp Plan)

CIBC - Toronto , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

7 days ago

Financial Planner- Toronto East

TD Bank - Toronto , ON

Licensed with IIROC as a Registered Representative OR if not currently licensed: Explain why you're a winning candidate. Carve out a career for yourself. read more

13 days ago

Intermediate Compliance Professional/AML

Mackie Research Capital Corporation - Toronto , ON

These reviews are to be completed in accordance with IIROC minimum standards and MRCC’s procedures as stated in the supervision section of the MRCC Policies and… read more

13 days ago

ESG Analyst - Toronto or Vancouver

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

9 days ago

Regional Director, Private Wealth

Aviso Wealth - Toronto , ON

The position requires working with both MFDA and IIROC licensed advisors in the region. There will also be an element of transition management when on-boarding… read more

13 days ago

ESG Advisor Business Specialist

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

9 days ago

ScotiaMcLeod Administrative Associate - Toronto, ON

Scotiabank - Toronto , ON

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

15 days ago

Director, IT Governance

QUESTRADE INC - Toronto , ON

Great knowledge and experience of industry regulations like OSFI, IIROC, PCI DSS and other similar types of regulations. So are they the serious, geeky-types? read more

14 days ago

CIB - Compliance Manager (Canada Markets) - Associate / Vice President

JP Morgan Chase - Toronto , ON

JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and… read more

20 days ago

Manager, Syndication & Equity Capital Markets

Richardson GMP - Toronto , ON

One should expect to interact with both internal and external parties including Issuers, Investment Advisors and other IIROC Dealers to facilitate the… read more

14 days ago

Manager, Corporate Tier 1 Supervisor

IG Wealth Management - Toronto , ON

In-depth knowledge of the financial services industry, including understanding of regulatory requirements of the MFDA, IIROC, AMF, insurance commissions… read more

14 days ago

Territory Sales Coordinator - Toronto

Manulife - Toronto , ON

Are you looking for unlimited opportunities to develop and succeed? With work that challenges and makes a difference, within a flexible and supportive… read more

15 days ago

Manager, Investment Communications and Marketing Compliance

Scotiabank - Toronto , ON

Understanding of IIROC rules and regulations. Understanding of IIROC rules, regulations and requirements as they relate to advertising, sales literature, and… read more

16 days ago

Director, Strategic Finance - Online Brokerage & Digital Wealth

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

15 days ago

Director, Fund Reporting

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

15 days ago

Business Analyst

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

26 days ago
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