iiroc jobs in vancouver

25 total jobs Page 1 of 2

Vice President, Strategy

Aviso Wealth - Vancouver , BC

At Aviso Wealth, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to service,… read more

7 hours ago

Securities Market Specialist

Korn Ferry International - Vancouver , BC

Ideally, you also have an understanding of clearing agency operations, IIROC dealer member rules and dealer processes as relates to marketplaces. read more

1 day ago

Registered Plans Administrator II

Aviso Wealth - Vancouver , BC

Industry knowledge of MFDA, IIROC, CRA and RQ rules and regulations preferred. Completion of MFDA and IIROC Registered Plan audits within internal and… read more

4 days ago

Financial Planner (Cantonese Language skills are an asset)

TD Bank - Vancouver , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

11 days ago

Application Training Specialist

Aviso Wealth - Vancouver , BC

Preference given to IIROC experience. Keep current on issues concerning MFDA and IIROC regulations and other education requirements. What your day looks like: read more

11 days ago

Director, Total Rewards

Aviso Wealth - Vancouver , BC

We’re looking for a Director, Total Rewards to join the People & Culture team. Reporting to the Vice President, Total Rewards & HR Systems, the Director, Total… read more

11 days ago

Dataphile - Senior Business Systems Analyst

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

8 days ago

Branch Administrator

Wellington-Altus Private Wealth - Vancouver , BC

Record Continuing Education credits with IIROC as they are earned. Reporting to the Senior Investment Advisor, the Branch Administrator will utilize their time… read more

19 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Vancouver , BC

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

18 days ago

Bilingual Insurance Case Coordinator

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. Checking issued policies for accuracy. read more

14 days ago

Financial Advisor

CIBC - Vancouver , BC

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

21 days ago

Insurance Compliance Officer

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

29 days ago

Director, Finance Operations

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

30+ days ago

Director, Finance

Aviso Wealth - Vancouver , BC

Act as a liaison with corporate auditors, tax consultant and regulators - IIROC, MFDA and Securities Commissions. What your day looks like: read more

30+ days ago

Associate Investment Advisor, Cash Management Group

Canaccord Genuity Corp. - Vancouver , BC

Valid license with IIROC required; Associate Investment Advisor, Cash Management Group – Vancouver, BC – Job # 3862. Wealth management and capital markets. read more

30+ days ago

Investment Advisor Assistant (Licensed)

Cash Management Group - Vancouver , BC

Completion of the Canadian Securities Course (CSC®) Conduct and Practices Handbook (CPH®) and valid license with IIROC required; What We have to Offer. read more

30+ days ago

New Accounts Specialist (BC)

IBKR - Vancouver , BC

Reviewing documentation in accordance with Canadian and international AML/KYC rules, including regulations adopted under IIROC and FINTRAC rules. read more

30+ days ago

Dataphile Business Systems Analyst

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

30+ days ago

Investment Advisor Assistant (Licensed)

Canaccord Genuity Corp. - Vancouver , BC

Completion of CSC, CPH and licensed with IIROC required; Investment Advisor Assistant (Licensed), Wealth Management – Vancouver – Job # 3838. read more

30+ days ago

Investment Advisor Assistant (Licensed), Wealth Management

Canaccord Genuity Corp. - Vancouver , BC

Completion of CSC, CPH and licensed with IIROC required; Investment Advisor Assistant (Licensed), Wealth Management – Vancouver – Job # 3857. read more

30+ days ago

Administrative Assistant, Non- Licensed, (15-month contract)

Canaccord Genuity Corp. - Vancouver , BC

Candidates who have completed CSC & CPH and are licensed with IIROC would be ideal, but not essential; Administrative Assistant, Non- Licensed, (15-month… read more

30+ days ago

Investment Advisor Assistant (Licensed), Cash Management Group

Canaccord Genuity Corp. - Vancouver , BC

Completion of the Canadian Securities Course (CSC®) Conduct and Practices Handbook (CPH®) and valid license with IIROC required; What we have to offer: read more

30+ days ago

Regional Sales Manager Advisors Distribution

National Bank of Canada - Vancouver , BC

Knowledge of IIROC, MGA and MFDA regulations. Do you have business development skills? Do you know how to build relationships of trust and loyalty? read more

5 months ago

Territory Sales Coordinator - Vancouver

Manulife - Vancouver , BC

Are you looking for unlimited opportunities to develop and succeed? With work that challenges and makes a difference, within a flexible and supportive… read more

5 months ago

Investment Advisor Assistant

PI Financial Corp - Vancouver , BC

IIROC licensed as an Investment Representative or Registered Representative is required. We are seeking a licensed Investment Advisor (IA) Assistant in our… read more

10 months ago
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