iiroc jobs in Canada

258 total jobs Page 1 of 13

Associate II

TD Bank - Toronto , ON

Licensed with IIROC as a Registered Representative OR if not currently licensed: Explain why you're a winning candidate. Carve out a career for yourself. read more

2 days ago

AML Compliance Officer

Raymond James - Toronto , ON

Is seeking a qualified Anti-Money Laundering (AML) Compliance Officer to work. In our Montréal, Toronto, or Vancouver offices. The ideal candidate will possess: read more

2 days ago

PIA Client Service Associate

TD Bank - Toronto , ON

Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change like we do. Carve out a career for yourself. read more

2 days ago

Financial & Operations Compliance Examiner

Investment Industry Regulatory Organization of Canada - Montréal , QC

Using auditing skills, an understanding of the securities industry, and knowledge of IIROC rules, the Examiner plans and conducts on-site reviews of firms’… read more

2 days ago

Business Conduct Compliance Examiner

Investment Industry Regulatory Organization of Canada - Montréal , QC

The Business Conduct Compliance Examiner conducts field reviews of all non-financial compliance systems of Dealer Member head office and business locations to… read more

2 days ago

Senior Registration Officer

Investment Industry Regulatory Organization of Canada - Vancouver , BC

Reviews and prepares written recommendations (approve/refuse/approve with terms and conditions) to District Council, where appropriate, as outlined in IIROC… read more

2 days ago

Manager, Practice Management & Training

iA Financial Group / iA Groupe financier - Toronto , ON

IIROC and MFDA industry experience as well as learning and development experience an asset. Reporting to the Director, Practice Management, the Manager will… read more

2 days ago

Sr. Financial Advisor - IIROC (FA Variable Comp Plan)

CIBC - Burlington , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

2 days ago

AML Compliance Officer

Raymond James Ltd. - Toronto , ON

Is seeking a qualified Anti-Money Laundering (AML) Compliance Officer to work in our Montréal, Toronto, or Vancouver offices. The ideal candidate will possess: read more

2 days ago

AML Compliance Officer

Raymond James Ltd. - Montréal , QC

Is seeking a qualified Anti-Money Laundering (AML) Compliance Officer to work in our Montréal, Toronto, or Vancouver offices. The ideal candidate will possess: read more

2 days ago

AML Compliance Officer

Raymond James Ltd. - Vancouver , BC

Is seeking a qualified Anti-Money Laundering (AML) Compliance Officer to work in our Montréal, Toronto, or Vancouver offices. The ideal candidate will possess: read more

2 days ago

Director, Online Services

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

2 days ago

Supervisor, Service Center

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

2 days ago

Financial Operations Associate

Aligned Capital Partners Inc. - Burlington , ON

We are looking for dynamic, eager to learn, tech savvy people to join our team-oriented firm. You should be looking for a career where you can commit to a team… read more

3 days ago

PIA Client Service Associate

TD Bank - Cobourg , ON

Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change like we do. Carve out a career for yourself. read more

3 days ago

Director Canadian Wealth Distribution Compliance - MD Financial

Scotiabank - Ottawa , ON

Join the Global Community of Scotiabankers to help customers become better off. The Director is responsible for providing strategic and operational support and… read more

3 days ago

Compliance Officer

Mawer Investment Management Ltd - Calgary , AB

Being registered as a Supervisor with IIROC may be an asset (although this is not an IIROC registered business segment). There is no need to apply in person. read more

3 days ago

Transfers Administrator

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

3 days ago

Branch Administrator

RBC - Montréal , QC

The RBC Dominion Securities Montreal PVM 4 branch is currently seeking a bilingual and IIROC-licensed Branch Administrator to assist in the daily operations of… read more

4 days ago

Manager Client Services II - Investment Management

TD Bank - Waterloo , ON

Registered with IIROC as an Investment Representative or Registered Representative. Explain why you're a winning candidate. Carve out a career for yourself. read more

4 days ago

Channel Manager

Mackenzie Investments - Toronto , ON

Is one of Canada's premier financial services companies, and one of the country's largest managers and distributors of investment funds and other managed asset… read more

4 days ago

Manager, Branch Administrator

Richardson GMP - Markham , ON

Canadian Securities Course (CSC) and Conduct and Practice Handbook (CPH) Course completed, IR Licensed with IIROC preferred. Ability to work under pressure. read more

4 days ago

Senior Manager, Initiatives and Policy

RBC - Toronto , ON

Expert knowledge of the securities industry - Minimum 10 years' experience in the financial services industry, with MFDA / IIROC/ Banking regulatory compliance,… read more

4 days ago

ScotiaMcLeod Administrative Associate - West Vancouver, BC (18 month contract)

Scotiabank - West Vancouver , BC

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

4 days ago

Chargé de portefeuille TI Principal - Gestion des données

iA Financial Group / iA Groupe financier - Quebec City , QC

Une connaissance avérée du secteur des services financiers et de la réglementation liée au domaine d’affaires – IIROC et MFDA (un atout). read more

4 days ago
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