iiroc jobs in Canada

269 total jobs Page 1 of 14

Administrative Assistant

RBC - Vancouver , BC

Canadian Securities Course (CSC), Conduct Practices Handbook (CPH), and IIROC licensing. RBC Dominion Securities located in downtown Vancouver on Thurlow is… read more

1 day ago

Compliance Officer (Trade Compliance) - Vancouver or Toronto

Aviso Wealth - Vancouver , BC

IIROC - Registration as a supervisor as equity or options or willing to take it for futures. Daily and Monthly review of supervision reports for IIROC Rule 2500… read more

1 day ago

Transfers Administrator (6 month contract)

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

1 day ago

Représentant des ventes

Inovestor - Montréal , QC

Expérience dans le domaine des investissements financiers et du conseil et/ou détenir une licence IIROC (préférée mais non obligatoire). read more

1 day ago

Senior Transfers Administrator

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

1 day ago

User Experience - UX Writer

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

1 day ago

Licensed Assistant for Investment & Insurance Advisor

Manulife Securities - Oakville , ON

Have a minimum of 1 year of experience working with an IIROC or MFDA Advisor. Hiring licensed assistant for an Investment Advisor. read more

2 days ago

Financial Advisor - IIROC

CIBC - Toronto , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

2 days ago

Account Executive

Inovestor - Montréal , QC

Rading experience and/or IIROC registered (Preferred but not required) ; Inovestor is a leading provider of information, insights, and solutions to optimize… read more

2 days ago

Client Relationship Specialist, BMO InvestorLine

BMO Financial Group - Montréal , QC

This incumbent will be IIROC licensed. Successfully meet all core courses and IIROC CE requirements. The specialist will accept trading instructions from our… read more

3 days ago

Corporate Actions Administrator - Toronto or Vancouver

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

3 days ago

ScotiaMcLeod Administrative Associate - Calgary AB

Scotiabank - Calgary , AB

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

3 days ago

Financial Planner

TD Bank - Sarnia , ON

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

3 days ago

Compliance Specialist

Edward Jones - Mississauga , ON

Prepare Compliance letters to IIROC dealer members for approved/disapproved investment accounts. Process outside account statements and trade confirmations… read more

4 days ago

Wealth Compliance Advisor

Richardson GMP - Toronto , ON

Licensed as Registered Representative (RR) with IIROC. 3 to 5 years of experience in Compliance or related experience at an IIROC regulated investment dealer. read more

4 days ago

Associate Wealth Advisor

RBC - Ancaster , ON

Registered Representative (RR) license with IIROC. The RBC Dominion Securities Ancaster branch is currently seeking an Associate Wealth Advisor to join a… read more

4 days ago

Associate Advisor

RBC - Toronto , ON

Registered Representative (RR) license with IIROC. The RBC Dominion Securities Yonge & Bloor branch, located in the heart of stylish Yorkville, is currently… read more

4 days ago

Associate Advisor

Thrive Wealth Strategies - Saskatoon , SK

IIROC licensable and able to obtain a level II life license. Thrive Wealth Strategies is a wealth management firm serving members of credit unions and their… read more

4 days ago

Associate Advisor

Thrive Wealth Strategies - Regina , SK

IIROC licensable and able to obtain a level II life license. Thrive Wealth Strategies is a wealth management firm serving members of credit unions and their… read more

4 days ago

Financial Advisor - IIROC

CIBC - Markham , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

4 days ago

Financial Advisor - IIROC

CIBC - Nepean , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

4 days ago

Compliance Analyst

IG Wealth Management - Montréal , QC

We’re IG Wealth Management – a Canadian leader in providing the best advice, experience and outcomes for our clients, personalized throughout their lifetime. read more

5 days ago

Portfolio Risk Advisor

RBC - Montréal , QC

Strong knowledge of both provincial and IIROC requirements for discretionary managed accounts. Playing a critical role in portfolio risk management with RBC… read more

5 days ago

Associate

RBC - Vancouver , BC

IIROC IR licensed, with successful completion of the CSC and CPH. The RBC Dominion Securities branch located downtown Vancouver, BC is looking for an Associate… read more

5 days ago

Enforcement Counsel

Investment Industry Regulatory Organization of Canada - Toronto , ON

Provide legal support and advice on all aspects of the investigation and prosecution of breaches of IIROC rules. Conduct and assist with disciplinary hearings. read more

5 days ago
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