iiroc jobs in Canada

270 total jobs Page 13 of 14

Senior Compliance Business Oversight Analyst

TD Bank - Toronto , ON

Understand the applicable regulatory framework and be a subject matter expert with respect to IIROC and other regulatory authorities as it relates to policies… read more

7 days ago

Financing Solutions Specialist

National Bank of Canada - Montréal , QC

Knowledge of the insurance, mutual fund, IIROC and financing product sectors, an asset. Propose financing solutions such as our strategic All in One product, … read more

7 days ago

Financial Analyst

Solium Capital - Calgary , AB

Experience in regulatory reporting under FINRA and IIROC an asset. Has your paper napkin business plan turned into a billion-dollar reality? read more

8 days ago

ScotiaMcLeod Administrative Associate - Kanata, Ontario

Scotiabank - Kanata , ON

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

9 days ago

Branch Compliance Supervisor

Raymond James - Toronto , ON

 Fulfill IIROC Continuing Education requirements;  The proficiency requirements necessary for registration as an IIROC Supervisor with options; read more

7 days ago

Financial Planner - Saskatoon

TD Bank - Saskatoon , SK

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

9 days ago

Bilingual Compliance Officer

CI Investments Inc - Toronto , ON

Experience reviewing and applying IIROC, MFDA or National Instruments compliance requirements. IIROC, MFDA and other SRO Rules, Policies and Regulatory Notices; read more

7 days ago

Financial Planner - Estevan

TD Bank - Estevan , SK

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

9 days ago

Investment Advisor Assistant (Licensed)

Canaccord Genuity Corp. - Calgary , AB

Completion of CSC and CPH Investment Representative (IR) or Registered Representative (RR) licensing approval with IIROC an asset; read more

7 days ago

ScotiaMcLeod Administrative Assistant - West Georgia, Vancouver BC

Scotiabank - Vancouver , BC

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

7 days ago

Financial and Operations Compliance Examiner/Senior Financial and Operations Compliance Examiner

Investment Industry Regulatory Organization of Canada - Calgary , AB

Ensure compliance with minimum audit requirements prescribed under IIROC rules and policies. Financial and Operations Compliance Examiner or Senior Financial… read more

13 days ago

Financial Planner- Quebec City

TD Bank - Quebec City , QC

Licensed with IIROC as a Registered Representative OR if not currently licensed: Explain why you're a winning candidate. Carve out a career for yourself. read more

8 days ago

Associé Service à la clientèle

Scotia Wealth Management - Hull , QC

Must be IIROC licensed as an Investment Representative, or willing to become licensed within 12 months of hire, through the completion of the Canadian… read more

7 days ago

Group Manager II, Credit Risk

TD Bank - Markham , ON

Be a fully registered/approved individual under IIROC Rules & Regulations and applicable Securities Acts or have been previously registered within the past 5… read more

7 days ago

Financial Advisor - IIROC

CIBC - Oshawa , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

13 days ago

Financial Planner - Melfort

TD Bank - Melfort , SK

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

9 days ago

Financial Planner - Yorkton

TD Bank - Yorkton , SK

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

9 days ago

Financial Advisor - IIROC

CIBC - Minden , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

13 days ago

Financial Planner - Airdrie

TD Bank - Airdrie , AB

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

9 days ago

Financial Advisor - IIROC (FA Variable Comp Plan)

CIBC - Toronto , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

8 days ago

Bilingual Trade Representative - Temporary Opportunity

MD Management Ltd. - Ottawa , ON

Completion of the Canadian Securities Course (CSC) is an asset as is willingness to become an IIROC Registered Representative. You strive for 100% accuracy. read more

7 days ago

Support Specialist Full time or Part-time

Williams Lake and District Credit Union - Williams Lake , BC

You will have a minimum of a high school diploma, one to three years of related experience, and currently IIROC licensed, have been licensed in the last 3 years… read more

7 days ago

BRANCH COMPLIANCE SUPERVISOR

Raymond James Ltd. - Toronto , ON

Fulfill IIROC Continuing Education requirements; The proficiency requirements necessary for registration as an IIROC Supervisor with options; read more

7 days ago

BRANCH COMPLIANCE SUPERVISOR

Raymond James Ltd. - Montréal , QC

Fulfill IIROC Continuing Education requirements; The proficiency requirements necessary for registration as an IIROC Supervisor with options; read more

7 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Montréal , QC

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

8 days ago
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