iiroc jobs in Canada

273 total jobs Page 14 of 14

Human Resources Coordinator - 1 Year Contract

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

6 days ago

Compliance Officer, Marketing (contract)

Investment Planning Counsel - Mississauga , ON

Minimum 2 years of experience within the Financial Industry, within an MFDA or IIROC dealership, preferably in a Tier 2 role. read more

8 days ago

Director, Trade Conduct Compliance

QUESTRADE INC - Toronto , ON

31-103, 23-101, 24-101, IIROC Dealer Member Rules. Serve as a contact with IIROC and other regulatory bodies including inquiries from market surveillance. read more

11 days ago

Associate

Richardson GMP - Ottawa , ON

Completion of the Investment Representative (IR) or Registered Representative (RR) with IIROC preferred. The Associate will be responsible for providing a high… read more

9 days ago

Part Time Associate

RBC - London , ON

The RBC Dominion Securities Branch located in London, ON is looking for a part-time Associate to join an Investment Advisor's team. What do you need to succeed? read more

8 days ago

Analyst, KYC Team, Winter 2020 Co-op

RBC - Toronto , ON

Do you consider yourself a self-starter with willingness to take the initiative and ability to multi-task? Responsible for the KYC processing of new client and… read more

11 days ago

Service Representative

IG Wealth Management - Winnipeg , MB

IGFS, IGSI, IIROC, IGFS Nominee, Mortgage, and AFP. We’re IG Wealth Management – a Canadian leader in providing the best advice, experience and outcomes for our… read more

7 days ago

Associate Investment Advisor

RBC - White Rock , BC

Must be licensed by IIROC as a Registered Representative (RR). RBC Dominion Securities Branch located in White Rock, BC is looking for an Associate Investment… read more

13 days ago

Manager, National Compliance

RBC - Toronto , ON

5+ years of relevant experience in the securities industry, with MFDA or IIROC regulatory compliance, audit or risk experience. Are you up for the challenge? read more

8 days ago

Senior Manager, Regulatory Change Program Management

TD Bank - Toronto , ON

TD Waterhouse Canada (an IIROC registrant that includes Private Investment Advice, Financial Planning, and Direct Investing), Private Investment Counsel (an OSC… read more

8 days ago

Financial Analyst

Solium Capital - Calgary , AB

Experience in regulatory reporting under FINRA and IIROC an asset. Has your paper napkin business plan turned into a billion-dollar reality? read more

7 days ago

ScotiaMcLeod Administrative Associate - Kanata, Ontario

Scotiabank - Kanata , ON

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

8 days ago

Senior Manager, Online Investing Compliance

TD Bank - Toronto , ON

Review regulatory matters that arise from IIROC registration applications. Provide guidance to Registrations staff regarding the completion of IIROC Notices of… read more

13 days ago

Senior Manager, TD Waterhouse Advice Compliance

TD Bank - Toronto , ON

Review regulatory matters that arise from IIROC registration applications. Provide guidance to Registrations staff regarding the completion of IIROC Notices of… read more

13 days ago

Director Sales, Eastern Canada

TD Bank - Montréal , QC

The Broker/Dealer channel is responsible for selling and representing TD Mutual Funds to IIROC and MFDA advisors across Canada. Carve out a career for yourself. read more

8 days ago

Financial Advisor - IIROC

CIBC - Oshawa , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

12 days ago

Financial Planner- Vaughan, Woodbrige and North Etobicoke

TD Bank - Vaughan , ON

Licensed with IIROC as a Registered Representative OR if not currently licensed: Explain why you're a winning candidate. Carve out a career for yourself. read more

13 days ago

Financial and Operations Compliance Examiner/Senior Financial and Operations Compliance Examiner

Investment Industry Regulatory Organization of Canada - Calgary , AB

Ensure compliance with minimum audit requirements prescribed under IIROC rules and policies. Financial and Operations Compliance Examiner or Senior Financial… read more

12 days ago

Financial Planner- Markham

TD Bank - Markham , ON

Licensed with IIROC as a Registered Representative OR if not currently licensed: Explain why you're a winning candidate. Carve out a career for yourself. read more

13 days ago

Financial Advisor - IIROC

CIBC - Minden , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

12 days ago

Financial Advisor - IIROC (FA Variable Comp Plan)

CIBC - Toronto , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

7 days ago

Financial Planner- Mississauga

TD Bank - Mississauga , ON

Licensed with IIROC as a Registered Representative OR if not currently licensed: Explain why you're a winning candidate. Carve out a career for yourself. read more

13 days ago

Financial Planner- Mississauga- Mandarin and Cantonese speaking

TD Bank - Mississauga , ON

Licensed with IIROC as a Registered Representative OR if not currently licensed: Explain why you're a winning candidate. Carve out a career for yourself. read more

13 days ago

Financial Planner - Airdrie

TD Bank - Airdrie , AB

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

8 days ago

Financial Planner- Hamilton

TD Bank - Hamilton , ON

Licensed with IIROC as a Registered Representative OR if not currently licensed: Explain why you're a winning candidate. Carve out a career for yourself. read more

13 days ago
Email more jobs like this to me daily!
111