iiroc jobs in Canada

156 total jobs Page 14 of 8

Advisor Relations Representative

Worldsource Wealth Management Inc. - Markham , ON

Reporting to the Manager/Supervisor, Advisor Relations, and working in a fast-paced environment, the Advisor Relations Representative will be responsible for… read more

17 days ago

Compliance Officer, Trade Compliance

Aviso Wealth - Toronto , ON

IIROC – Registration as a supervisor as equity or options or willing to take it for futures. Daily and Monthly review of supervision reports for IIROC Rule 2500… read more

15 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Waterloo , ON

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

15 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Montréal , QC

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

15 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Toronto , ON

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

15 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Edmonton , AB

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

15 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Calgary , AB

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

15 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Ottawa , ON

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

15 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Vancouver , BC

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

15 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Parksville , BC

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

15 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Victoria , BC

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

15 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Fort McMurray , AB

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

15 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Nanaimo , BC

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

15 days ago

Financial/Investment Advisors for Advisor Internship Program (AIP)

Raymond James Ltd. - Kelowna , BC

Fulfillment of IIROC continuing education requirements on an ongoing basis. Successful completion of the 90-Day IIROC Licensing Training Program (valid &… read more

15 days ago

Virtual Interview Day- Investment Specialists, June 30th

BMO Financial Group - Mississauga , ON

Completed Canadian Securities Course (CSC) or IFIC course / IIROC licensed as an Investment Representative. Do you thrive in a client facing role, love giving… read more

22 days ago

Investment Services Representative (English and Cantonese)

HSBC - Toronto , ON

Completion of the Canadian Securities Course (CSC) and Conduct and Practices Handbook Examination (CPH) or registered with the IIROC. read more

24 days ago

Manager Client Services I - Investment Management

TD Bank - Brossard , QC

Branch Manager (DS) registered with IIROC is a significant asset. Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

24 days ago

Regional Director, Supervision

BMO Financial Group - Montréal , QC

IIROC Branch Manager proficiency and registration required. At least 7-10 years of experience in a senior compliance/ trade supervision role in an IIROC… read more

23 days ago

Licensed Sales Assistant (Contract - 16 Months) BMO Nesbitt Burns

BMO Financial Group - Canmore , AB

12 hours of ongoing compliance training every 3 year cycle to meet mandatory IIROC Continuing Education Program requirements. read more

23 days ago

Financial Planner - Airdrie

TD Bank - Airdrie , AB

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

24 days ago

Revenue & Billing Analyst

Investment Industry Reg Org of Canada - Toronto , ON

The Finance Department at IIROC is looking for an effective team player with a knack for building strong relationships, problem solving, managing their time to… read more

23 days ago

OLB Senior Sales Associate (FT) - Montreal, QC (1 Year contract)

Scotiabank - Montréal , QC

Successful completion of Canadian Securities Course and progressing towards IIROC IR (Investment Representative) license is preferred. read more

26 days ago

Trader

QUESTRADE INC - Toronto , ON

✔ You must have your CSC and CPH certification, and be currently licensed with IIROC. Speed, Efficiency & Accuracy is our Motto! So are YOU our next Trader? read more

23 days ago

Compliance Analyst

Wellington-Altus Private Wealth - Winnipeg , MB

This includes conducting suitability analysis and preparing information for response to IIROC, OBSI and other regulators. As a Compliance Analyst, you will: read more

24 days ago

Insurance Compliance Officer

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. What your day looks like: read more

25 days ago
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