iiroc jobs in Canada

165 total jobs Page 2 of 9

Senior Financial Advisor

CIBC - Oakville , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

1 day ago

Fall 2020 - Internship in Compliance

Société Générale - Montréal , QC

IIROC Rules, Montreal Exchange Rules, National Instruments, Securities Laws, etc.). Along with Legal and working in liaison with the various Business Units,… read more

1 day ago

Fail Control Administrator (Contract)

RBC - Toronto , ON

Knowledge of SMART TRACK, REG SHO, CNS, Reconciliation, Buy-in Rules and regulations as mandated by IIROC. Looking for an exciting opportunity to become a part… read more

1 day ago

Securities Market Specialist

Korn Ferry International - Vancouver , BC

Ideally, you also have an understanding of clearing agency operations, IIROC dealer member rules and dealer processes as relates to marketplaces. read more

1 day ago

Compliance Business Oversight Analyst II

TD Bank - Toronto , ON

Familiarity with IIROC and applicable securities Commission rules. Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

1 day ago

Director, Total Rewards

Aviso Wealth - Toronto , ON

We’re looking for a Director, Total Rewards to join the People & Culture team. Reporting to the Vice President, Total Rewards & HR Systems, the Director, Total… read more

1 day ago

Bilingual Insurance Case Coordinator

Aviso Wealth - Toronto , ON

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. Checking issued policies for accuracy. read more

1 day ago

Architecte de solutionsCourtage, Marchés financiers

CareerBeacon - Quebec City , QC

DESCRIPTION À titre d'architecte senior, vous orienterez le développement de projets et de mandats informatiques d'envergure ayant un impact important sur la… read more

2 days ago

Administrative Assistant

Capstone Asset Management - Langley , BC

§ Experience in a Fund Management, IIROC, MFDA or CSA regulated environment. Please apply with a cover letter and comment on how you relate to our values. read more

4 days ago

Investment Advisor Assistant

Harbourfront Wealth Management Inc. - London , ON

Is an employee owned firm and IIROC registered securities dealer with offices across Canada. Harbourfront Wealth Management is an industry leader and a rapidly… read more

4 days ago

Registered Plans Administrator II

Aviso Wealth - Toronto , ON

Industry knowledge of MFDA, IIROC, CRA and RQ rules and regulations preferred. Completion of MFDA and IIROC Registered Plan audits within internal and… read more

4 days ago

Registered Plans Administrator II

Aviso Wealth - Vancouver , BC

Industry knowledge of MFDA, IIROC, CRA and RQ rules and regulations preferred. Completion of MFDA and IIROC Registered Plan audits within internal and… read more

4 days ago

Investment Specialist, BMO Investorline

BMO Financial Group - Montréal , QC

Completed Canadian Securities Course (CSC) or IFIC course / IIROC licensed as an Investment Representative. Understands customer needs and provides wealth and… read more

5 days ago

Entry level Position in Private Wealth Management

TD Bank - Quebec City , QC

Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change like we do. Carve out a career for yourself. read more

5 days ago

Client Relationship Specialist, BMO Investorline

BMO Financial Group - Montréal , QC

Completed Canadian Securities Course (CSC) or IFIC course / IIROC licensed as an Investment Representative. Understands customer needs and provides wealth and… read more

5 days ago

Surveillance Officer

Investment Industry Reg Org of Canada - Toronto , ON

Good understanding of the various departments in IIROC to be able to efficiently source information and advice. French (bilingual) would be an asset. read more

5 days ago

Associate

RBC - Victoria , BC

At a minimum, hold Investment Representative (IR) registration with IIROC for at least 1 year. The RBC Dominion Securities, Victoria, B.C. What’s in it for you? read more

5 days ago

Financial Client Service Associate

The McClelland Financial Group - Thornhill , ON

This is an exciting opportunity to work in the Financial Services industry and receive training by one of the most successful advisory offices in Canada. read more

5 days ago

Associate

RBC - Etobicoke , ON

The RBC Dominion Securities Etobicoke branch is currently seeking an Associate to join a well-established advisory team. What do you need to succeed? read more

6 days ago

Financial Planner (South Surrey / White Rock)

TD Bank - Surrey , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

6 days ago

Financial Planner - Markham North

TD Bank - Markham , ON

Licensed with IIROC as a Registered Representative OR if not currently licensed: Explain why you're a winning candidate. Carve out a career for yourself. read more

6 days ago

ScotiaMcLeod Administrative Associate - Saint John, NB

Scotiabank - Saint John , NB

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

6 days ago

Community Wealth Advisor

Meridian Credit Union - Cambridge , ON

At minimum MFDA licensing is required however, IIROC licensing is preferred. The successful candidate may be required to complete the necessary coursework to… read more

6 days ago

Financial Planner (Chinese Language Skills are an Asset)

TD Bank - Vancouver , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

6 days ago

Financial Planner (Chinese language skills are an Asset)

TD Bank - Richmond , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

6 days ago
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