iiroc jobs in Canada

280 total jobs Page 3 of 14

PIA Client Relationship Associate (Mandarin Language Skills Required)

TD Bank - Richmond , BC

Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change like we do. Carve out a career for yourself. read more

1 day ago

Senior Quality Assurance Analyst - 6 months contract

Investment Industry Regulatory Organization of Canada - Toronto , ON

Assist in the testing of financial communication protocols between IIROC and marketplaces including FIX and news feeds. read more

1 day ago

ScotiaMcLeod Administrative Assistant - London ON

Scotiabank - London , ON

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

1 day ago

ScotiaMcLeod Administrative Associate - Vancouver, BC

Scotiabank - Vancouver , BC

Must adhere to regulatory requirements of IIROC and keep their license in good standing. Join the Global Community of Scotiabankers to help customers become… read more

1 day ago

Financial Advisor - IIROC (FA Variable Comp Plan)

CIBC - Markham , ON

You have current accreditation and good standing for IIROC licensing requirements; We’re building a relationship-oriented bank for the modern world. read more

1 day ago

Wealth Advisor - Retirement Planning (Winnipeg, MB)

Investment Planning Counsel - Winnipeg , MB

Do you want to join a company that is focused on both the needs of clients and on fun? Does a salary based role that generously rewards you for doing right by… read more

1 day ago

Associate Investment Advisor

DUCA Financial Services Credit Union Ltd. - Toronto , ON

Able to be IIROC registered. DUCA is looking for an Associate Investment Advisor to join our growing team! Reporting to the Investment Advisor, the Associate… read more

1 day ago

Social Media Surveillance Officer

TD Bank - Toronto , ON

Sound working knowledge of IIROC, OSC and Provincial Securities Commission or other regulatory bodies rules/guidance as they pertain to Marketing. read more

2 days ago

Social Media Marketing Surveillance Officer

TD Bank - Toronto , ON

Sound working knowledge of IIROC, OSC and Provincial Securities Commission or other regulatory bodies rules/guidance as they pertain to Marketing. read more

2 days ago

Associate Investment Advisor - Generalist

TD Bank - Waterloo , ON

Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change like we do. Carve out a career for yourself. read more

2 days ago

Senior Business Analyst, Business Initiatives

RBC - Toronto , ON

IIROC, CSA, OSC, FINTRAC, CRA, Consumer Protection. The Senior Business Analyst, will work closely with the Senior Manager, Business initiatives and internal… read more

2 days ago

Financial Planning Specialist

CIBC - Ottawa , ON

You have current accreditation and good standing for IIROC licensing, CFP upon hire. We’re building a relationship-oriented bank for the modern world. read more

2 days ago

Licensed Advisor Assistant - 6 Month Contract

iA Financial Group / iA Groupe financier - Toronto , ON

Investment Representative (IR) or Registered Representative (RR) licensing approval with IIROC required; We are looking for a Licensed Advisor Assistant to join… read more

2 days ago

Financial Planner

TD Bank - Richmond , BC

IIROC license preferred (required within first 90 days in role). Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace… read more

2 days ago

Insurance Administrator and Financial Services Associate

Bell Financial - Aurora , ON

We are looking for an insurance associate to provide support and administrative services in insurance and money management (_we are IIROC licenced with Manulife… read more

2 days ago

Manager, Insurance Compliance - Van, Tor, or Wpg

Aviso Wealth - Vancouver , BC

A career with Aviso Wealth means being part of an organization dedicated to your success and career development. (CFS) and Credential Insurance Services Inc. read more

2 days ago

Financial Planner

Halton Wealth Management Inc. - Burlington , ON

Be or willing to become IIROC Licenced. Halton Wealth Management is an independent wealth management firm located in Burlington. In this position you will: read more

3 days ago

PIA Client Service Associate

TD Bank - St. Catharines , ON

Explain why you're a winning candidate. Think "TD" if you crave meaningful work and embrace change like we do. Carve out a career for yourself. read more

5 days ago

Compliance Advisor - Investment Services, First Calgary Financial

Connect First Credit Union - Calgary , AB

IIROC compliance experience considered an asset. If you're passionate about your community, adore making an impact, thrive in a fast-paced environment and want… read more

5 days ago

Senior Compliance Officer, Control Room (Contract until July 31 2020)

Scotiabank - Toronto , ON

Join the Global Community of Scotiabankers to help customers become better off. The incumbent is responsible for administering compliance programs with respect… read more

5 days ago

Administrative Assistant

Michael Cornacchia, HollisWealth - Toronto , ON

Investment Representative (IR) licensing approval with IIROC would be considered an asset, but not required. Acting as the main point of contact for the Advisor… read more

5 days ago

Managing Director, Financial Advisory

ATB Financial - Calgary , AB

Responsible for establishing professional practice communities on areas of the SFA and FA roles specific to mass affluent wealth management on an IIROC platform… read more

5 days ago

Compliance Officer, Control Room

Scotiabank - Toronto , ON

We are committed to investing in our employees and helping you continue your career at Scotiabank. The incumbent is responsible for administering compliance… read more

6 days ago

Analyst, Client Resolution

BMO Financial Group - Montréal , QC

Licensing - 12 hours compliance and 30 hours Professional development training over a 3 year cycle to meet mandatory IIROC Continuing Education Program… read more

6 days ago

Associate Advisor

RBC - Owen Sound , ON

CSC, CPH and hold Registered Representative (RR) license with IIROC. The RBC Dominion Securities Owen Sound branch is currently seeking an Associate Advisor to… read more

6 days ago
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